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Fort Lauderdale Insider Trading Attorney

The term “insider trading” has negative connotations in the public consciousness. However, there are legal forms of insider trading, as well as the illegal type. For example, when those within a company (employees, officers, board members, etc.) buy and sell the company’s stock, they are required to report their trades to the Securities and Exchange Commission (SEC). These types of trades are legal. However, stock in the company that is bought or sold based upon information not available to the public and/or the transaction is not reported as required by the SEC, the trade becomes illegal. (1) If you have been charged with securities violations in Broward County, including the cities of Coral Springs, Fort Lauderdale, Hollywood, Pompano and other areas, securities violations lawyers can thoroughly investigate your insider trading case and protect your rights.

Penalties for insider trading and other securities violations are outlined in the Sarbanes-Oxley Act of 2002. (3) These penalties include up to 20 years plus fines for certain charges, if convicted. Broward County insider trading attorneys will do everything possible to gather all the facts in your case and prepare a defense for trial, if necessary. Contact them today to receive the legal help you need to protect yourself from charges of securities violations.

An experienced attorney can protect you
If you or a loved one is being investigated or have been charged with insider trading or other securities violations, it is vital that you contact experienced Broward County insider trading lawyers as quickly as possible. Attorneys who are familiar with the way in which these crimes are investigated will help protect and defend your rights.

Special FBI agents investigate securities violations
The FBI has 177 special agents available to investigate insider trading and securities violations. These agents investigated 1,510 securities and commodities fraud cases in 2009. Some types of securities violations that the FBI investigates include:

  • Market manipulation
  • High yield investment fraud
  • Advance fee fraud
  • Hedge fund fraud
  • Commodities fraud
  • Foreign exchange fraud
  • Broker embezzlement
  • Late-day trading (2)

Federal crimes such as these generally require an extensive period of time for law enforcement to investigate. A grand jury investigation and indictment must also take place before an individual can be charged with a crime. If you or a loved one is under investigation for securities violations, contact Broward County insider trading attorneys as quickly as possible so they can work to investigate the facts in your case and defend you against the charges.

Having legal representation as early as possible can improve your chances for a positive outcome in your case. Cases of this type are extremely complex and difficult to prove. Experienced legal representation will preserve your options for the best result possible in your specific case.

The attorneys of Perlet & Shiner, P.A. represent securities violation arrest clients in Broward County, including Pompano, Coral Springs, Fort Lauderdale, Hollywood and other cities.

  1. U.S. Securities and Exchange Commission, Insider Trading:
    http://www.sec.gov/answers/insider.htm
  2. Federal Bureau of Investigation. 2009 Financial Crimes Report:
    http://www.fbi.gov/stats-services/publications/financial-crimes-report-2009/financial-crimes-report-2009#securities
  3. Sarbanes-Oxley Act of 2002:
    http://www.soxlaw.com/

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